Author Topic: Need for 13G @ OTCXX?  (Read 1307 times)


  • Full Member
  • ***
  • Posts: 239
Need for 13G @ OTCXX?
« on: October 12, 2013, 12:33:11 AM »
I'm wonder how it goes, when stock is trading OTCQX/OTCQB or OTC PINK, is there need for filing 13G if i buy more than 5% passive stake. ?  I tried to search this information, there were some comments about lower disclosure requirements, but was not so clear does it mean that there is no need for 13G/13D?

Follow up question.
What ever will be the answer, are there same disclosure requirements (13F) in OTCQB OTCQX/ OTC Pink.

Thank you very much!

Tim Eriksen

  • Lifetime Member
  • Hero Member
  • *****
  • Posts: 741
Re: Need for 13G @ OTCXX?
« Reply #1 on: October 12, 2013, 05:43:14 PM »
You are asking a great question that I too have wondered about.  (Basically I am bumping the question in hopes it can generate some information.)


  • Lifetime Member
  • Hero Member
  • *****
  • Posts: 2226
    • Oddball Stocks Blog
Re: Need for 13G @ OTCXX?
« Reply #2 on: October 12, 2013, 06:17:20 PM »
Same answer as Tim, I'm really hoping someone can state this definitely.

From experience I don't believe that you need to file anything for dark companies, although some funds decide to anyways.
The ultimate edge for bank investors: